Communications archiving and supervision for SEC and FINRA regulated firms
Closing compliance gaps
Stage
Established
Not given
Founded
2020
2023
Based in
US
SE
Pricing model
Paid
Contact for pricing
Pricing
$99/month platform fee + $12/user/month for standard connectors (LinkedIn, email, social media, Slack, Teams, Zoom, etc.) + $40/user/month for text archiving (iMessage, WhatsApp, Android SMS). AI Marketing Review add-on starting at $500/month. No retrieval fees, no export fees, no setup fees, no lon
Free initial compliance gap analysis with no commitment required.
Key features
LinkedIn compliance with official API access as LinkedIn Regulatory Compliance Partner
Contextual AI identifies risk in SEC and FINRA regulatory context
Multi-channel capture across email, social media, chat, web, and video
Write-once, non-erasable WORM-compliant storage
AI Marketing Review for SEC Marketing Rule 206(4)-1 compliance
Full audit trail with timestamped decisions and complete review records
Data stored on AWS or pushed to firm's own data lake
SOC 2 Type II certified
Policy and regulation upload with automatic organization into unified rulebook
AI-powered gap detection between regulations and existing policies
Source traceability linking every rule to its exact source
Control and task assignment with named owners
Evidence verification against requirements with AI assistance
Regulatory change monitoring and impact tracking
Contract review and linking to company rules
Model Context Protocol integration with AI tools
Daily work dashboard with evidence requests and policy approvals
Centralized rulebook connected to policies, regulations and contracts
What makes it different
Captures text from personal phones without requiring second phone or new number
Official LinkedIn Compliance Partner with direct API access
Built specifically for SEC and FINRA regulated firms, not adapted from general tools
Human approval required for all AI recommendations and decisions
Complete source traceability connecting rules back to original requirements
Industry-specific starting points for banking, critical infrastructure, public sector and healthcare
AI handles structure and organization while people make all compliance decisions
Archive Intel
Hybridity