Communications archiving and supervision for SEC and FINRA regulated firms
Five ISO standards and one automotive QMS in a single workspace for gap diagnosis, document generation, compliance review and calculators
Stage
Established
Not given
Founded
2020
Not given
Based in
US
Not given
Pricing model
Paid
Freemium
Pricing
$99/month platform fee + $12/user/month for standard connectors (LinkedIn, email, social media, Slack, Teams, Zoom, etc.) + $40/user/month for text archiving (iMessage, WhatsApp, Android SMS). AI Marketing Review add-on starting at $500/month. No retrieval fees, no export fees, no setup fees, no lon
Not given
Key features
LinkedIn compliance with official API access as LinkedIn Regulatory Compliance Partner
Contextual AI identifies risk in SEC and FINRA regulatory context
Multi-channel capture across email, social media, chat, web, and video
Write-once, non-erasable WORM-compliant storage
AI Marketing Review for SEC Marketing Rule 206(4)-1 compliance
Full audit trail with timestamped decisions and complete review records
Data stored on AWS or pushed to firm's own data lake
SOC 2 Type II certified
60-second gap diagnosis with heat-map
Document generation for manuals, procedures and forms
Clause-by-clause compliance self-audit
Measurement uncertainty calculator with GUM and Monte Carlo methods
SPC control charts, MSA Gage R&R and process capability calculators
AIAG core tools including FMEA and PPAP for automotive
Environmental aspect and JHA/JSA risk matrices
Compliance calendar, CAPA tracker and document register
Integrated documentation for 9001, 14001 and 45001
2026 and 2029 transition packs for edition updates
What makes it different
Captures text from personal phones without requiring second phone or new number
Official LinkedIn Compliance Partner with direct API access
Built specifically for SEC and FINRA regulated firms, not adapted from general tools
All calculations and basic diagnosis are free with no sign-up required
One shared context across five standards eliminates duplicate work
Every generated item cites its standard clauses for auditability
User data stays local in browser; no files sent to servers
Not a certification body, so purely advisory preparation without audit authority
Archive Intel
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